Category Archives: 4. Publications

License clearance in software product governance

I recently participated in an NII Shonan workshop on open source ecosystems. As a follow-up, we are preparing a book of articles. I’m contributing a chapter on “license clearance in software product governance”. Obviously, open source plays an important role. Please find abstract and paper below.

Abstract: Almost all software products today include open source components. However, the obligations that open source licenses put on their users can be difficult or undesirable to comply with [25] [14] [20]. As a consequence, software vendors and related companies need to govern the process by which open source components are included in their products [21] [7]. A key process of such open source governance is license clearance, that is, the process by which a company decides whether a particular component’s license is acceptable for use in its products [19] [4] [15]. In this article, we discuss this process, review the challenges it poses to software vendors and provide unanswered research questions that result from it.

Read the full paper as HTML or as a PDF. The final reference will be announced once the book has been published.

Inner Source Definition, Benefits, and Challenges

Abstract: Inner Source (IS) is the use of open source software development practices and the establishment of an open source-like culture within organizations. The organization may still develop proprietary software but internally opens up its development. A steady stream of scientific literature and practitioner reports indicates the interest in this research area. However, the research area lacks a systematic assessment of known research work: No model exists that defines IS thoroughly. Various case studies provide insights into IS programs in the context of specific organizations but only few publications apply a broader perspective. To resolve this, we performed an extensive literature survey and analyzed 43 IS related publications plus additional background literature. Using qualitative data analysis methods, we developed a model of the elements that constitute IS. We present a classification framework for IS programs and projects and apply it to lay out a map of known IS endeavors. Further, we present qualitative models summarizing the benefits and challenges of IS adoption. The survey provides the first broad review of IS literature and systematic arrangement of IS research results.

Keywords: Inner source, inner source definition, inner source benefits, inner source challenges

Reference: Capraro, M., & Riehle, D. (2017, February). Inner Source Definition, Benefits, and Challenges. ACM Computing Surveys, vol. 49, no. 4, article 67.

The paper is available as a PDF file.

An Example Charter for Inner Source Programs

Abstract: Inner source software development is firm-internal software development that uses the principles of open source software development to collaborate across intra-organizational boundaries that would otherwise hinder any such collaboration. Inner source breaks down the barriers to collaboration across development silos by setting up an internal ecosystem of readily available software components. To get started with inner source, companies need to define their goals and then set up a governance structure for an inner source program and the projects within to reach those goals. This governance structure is often codified in the form of a charter document. This technical report presents an example charter for an inner source program. The goal is for companies to be able to copy and adjust this charter for their own needs. Towards this purpose, the charter leaves open the many decisions to be made, but outlines the options that any company needs to decide upon when establishing an inner source program.

Keywords: Inner source, inner source charter

Reference: Riehle, D. (2016). An Example Charter for Inner Source Programs. Friedrich-Alexander-Universität Erlangen-Nürnberg, Dept. of Computer Science, Technical Reports, CS-2016-05, August 2016.

The paper is available as a PDF file.

Inner Source in Platform-based Product Engineering

Abstract: Inner source is an approach to collaboration across intra-organizational boundaries for the creation of shared reusable assets. Prior project reports on inner source suggest improved code reuse and better knowledge sharing. Using a multiple-case case study research approach, we analyze the problems that three major software development organizations were facing in their product line engineering efforts. We find that a root cause, the separation of product units as profit centers from a platform organization as a cost center, leads to delayed deliveries, increased defect rates, and redundant software components. All three organizations assume that inner source can help solve these problems. The article analyzes the expectations that these companies were having towards inner source and the problems they were experiencing in its adoption. Finally, the article presents our conclusions on how these organizations should adapt their existing engineering efforts.

Keywords: Inner source, inner source foundation, product-line engineering, software platforms, engineering productivity

Reference: Riehle, D., Capraro, M., Kips, D., & Horn, L. (2016). Inner Source in Platform-Based Product Engineering. IEEE Transactions on Software Engineering vol. 42, no. 12 (December 2016), 1162-1177.

The paper is available as a PDF file.

Using Students as a Distributed Coding Team for Validation through Intercoder Agreement

Abstract: In qualitative research, results often emerge through an analysis process called coding. A common measure of validity of theories built through qualitative research is the agreement between different people coding the same materials. High intercoder agreement indicates that the findings are derived from the data as opposed to being relative results based on the original researcher’s bias. However, measuring such intercoder agreement incurs the high cost of having additional researchers perform seemingly redundant work. In this paper we present first results on a novel method of using students for validating theories. We find that intercoder agreement between a large number of students is almost as good as the intercoder agreement between two professionals working on the same materials.

Keywords: Qualitative Data Analysis, Theory Triangulation, Intercoder Agreement, Distributed Coding, Collective Coding

Reference: Andreas Kaufmann, Ann Barcomb and Dirk Riehle. “Using Students as a Distributed Coding Team for Validation through Intercoder Agreement.” Friedrich-Alexander-Universität Erlangen-Nürnberg, Dept. of Computer Science, Technical Reports, CS-2016-01, April 2016.

The paper is available as a local PDF file and also on FAU’s OPUS server.

Das Uni1 Projektkonzept (2016)

Abstract: Die­ses Pro­jekt­kon­zept schil­dert, wie Hoch­schu­len mit Unter­neh­men Pro­jekte mit Stu­die­ren­den zu beid­sei­ti­gem Gewinn durch­füh­ren kön­nen. Unter­neh­men pro­fi­tie­ren durch Recruit­ing, Out­sour­cing und Inno­va­tion („ROI“), wel­che sich durch die Pro­jekte erge­ben. Hoch­schu­len gewin­nen neue Part­ner, ver­die­nen an den Pro­jek­ten und bie­ten attrak­ti­vere Lehre.

Keywords: Industrie-Hochschul-Kooperation, Forschungstransfer, Geschäftsmodell

Reference: Dirk Riehle. “Das Uni1 Projektkonzept (2016).” Friedrich-Alexander-Universität Erlangen-Nürnberg, Dept. of Computer Science, Technical Report, CS-2016-04. Erlangen, Germany, 2016.

The paper is available as a local PDF file and also on FAU’s OPUS server.

See also the Uni1 website.